KA
Kaleem S. Ansari
STRATEGIC ADVISERS LLC
LOS ANGELES, CA
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CRD#: 2978775
KA
Professional summary
Kaleem S Ansari, who also goes by Kaleem Shahid Ansari, Kaleem Ansari, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Los Angeles, California and FIDELITY BROKERAGE SERVICES LLC located in Lone Tree, Colorado.
Kaleem is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kaleem has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kaleem Shahid Ansari | Kaleem Ansari
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-64264|OrgNmn:To be determined |Org Addr:Los Angele,California,US|OBA Nature:The LLC will create and sell a|Invst Rel:N|Title:Equity investor|Duties:I will be an equity investor.|StrtDt:12-01-2021|TotHrs/mon:3|TrdHrs/mon:0|OBA-63322|OrgNmn:Real Estate Broker's License |Org Addr:Los Angele,California,US|OBA Nature:Helping clients buy & sell rea|Invst Rel:Y|Title:Real Estate Broker |Duties:I work on deals as they come.|StrtDt:07-01-2013|TotHrs/mon:15|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Kaleem S Ansari's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LOS ANGELES, CA
Current
October 22, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 9185 East Westview Road, Lone Tree, CO 80124BD
CRD#: 7784
LONE TREE, CO
Past
November 2, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SALT LAKE CITY, UT
Past
February 2, 2021 - March 24, 2021
EMERSON EQUITY LLC
RIA
CRD#: 130032
Costa Mesa, CA
Past
February 2, 2021 - March 24, 2021
EMERSON EQUITY LLC
BD
CRD#: 130032
SAN MATEO, CA
Past
March 9, 2018 - March 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CENTURY CITY, CA
Past
March 9, 2018 - March 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CENTURY CITY, CA
Past
February 17, 2016 - March 8, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CITY OF INDUSTRY, CA
Past
May 29, 2009 - April 6, 2011
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PRINCETON, NJ
Past
December 6, 2005 - December 1, 2006
KARVY, INC.
BD
CRD#: 134512
NEW YORK, NY
Past
October 11, 2000 - September 23, 2004
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
March 9, 2000 - July 5, 2000
LIGHTSPEED PROFESSIONAL TRADING LLC
BD
CRD#: 39293
NEW YORK, NY
Past
November 15, 1999 - January 28, 2000
THINKEQUITY LLC
BD
CRD#: 20996
NEW YORK, NY
Past
June 15, 1998 - August 25, 1998
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/22/2021)
RR
Alaska(10/22/2021)
RR
Arizona(10/22/2021)
RR
Arkansas(10/22/2021)
RR
California(10/22/2021)
IAR
California(3/31/2025)
RR
Colorado(10/22/2021)
RR
Connecticut(10/22/2021)
RR
Delaware(10/22/2021)
RR
District of Columbia(10/22/2021)
RR
Florida(10/22/2021)
RR
Georgia(10/22/2021)
RR
Hawaii(10/22/2021)
RR
Idaho(10/22/2021)
RR
Illinois(10/22/2021)
RR
Indiana(10/22/2021)
RR
Iowa(10/22/2021)
RR
Kansas(10/22/2021)
RR
Kentucky(10/22/2021)
RR
Louisiana(10/22/2021)
RR
Maine(10/22/2021)
RR
Maryland(10/22/2021)
RR
Massachusetts(10/22/2021)
RR
Michigan(10/22/2021)
RR
Minnesota(10/22/2021)
RR
Mississippi(10/22/2021)
RR
Missouri(10/22/2021)
RR
Montana(10/22/2021)
RR
Nebraska(10/22/2021)
RR
Nevada(10/22/2021)
RR
New Hampshire(10/22/2021)
RR
New Jersey(10/22/2021)
RR
New Mexico(10/22/2021)
RR
New York(10/22/2021)
RR
North Carolina(10/22/2021)
RR
North Dakota(10/22/2021)
RR
Ohio(10/22/2021)
RR
Oklahoma(10/22/2021)
RR
Oregon(10/22/2021)
RR
Pennsylvania(10/22/2021)
RR
Puerto Rico(10/22/2021)
RR
Rhode Island(10/22/2021)
RR
South Carolina(10/22/2021)
RR
South Dakota(10/22/2021)
RR
Tennessee(10/22/2021)
RR
Texas(10/22/2021)
IAR
Texas(3/31/2025)
RR
Utah(10/22/2021)
RR
Vermont(10/22/2021)
RR
Virginia(10/22/2021)
RR
Washington(10/22/2021)
RR
West Virginia(10/22/2021)
RR
Wisconsin(10/22/2021)
RR
Wyoming(10/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/16/2000
Limited Representative-Equity Trader ExamPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
