Horace I. Crary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Horace Ingraham Crary Jr., who also goes by Horace Ingraham Crary Jr, Horace Ingraham Crary Jr., Horace Ingraham Crary, Horace Crary, Horace Ingraham Crary Jr Jr., Ace Crary, Jr., was a registered financial professional .
Horace is a previously registered financial professional and started their career in finance in 2000. Horace had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2016 - April 3, 2023
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
January 21, 2010 - October 20, 2016
BROWN BROTHERS HARRIMAN & CO.
April 30, 2008 - December 24, 2008
BROWN BROTHERS HARRIMAN & CO.
May 29, 2007 - January 23, 2008
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - January 23, 2008
CITIGROUP GLOBAL MARKETS INC.
September 19, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
June 21, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
October 1, 2000 - March 11, 2004
BROWN BROTHERS HARRIMAN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
CRD#: 282732 / SEC#: , 8-69731
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWN BROTHERS HARRIMAN & CO. | SOLE MEMBER | |
| GREIFENKAMP, DANIEL JOSEPH | CEO, CHAIRMAN OF THE BOARD | 2180478 |
| HUTSON, JOSHUA EYARE | CCO | 2912952 |
| KRUCZEK, ROBERT PATRICK | DIRECTOR | 2389311 |
| MESKIN, JEFFREY BRYAN | DIRECTOR | 2855280 |
| PUSTORINO, PAUL JAMES | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 5059093 |
| SCHOENFELD, JEFFREY ALAN | DIRECTOR | 2490214 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
