Terence M. Brems
Professional summary
Terence Michael Brems, who also goes by Terry Brems, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Denver, Colorado.
Terence is registered as a RR (Registered Representative) and started their career in finance in 2010. Terence has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terence Michael Brems's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2025 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 1290 Broadway Suite 1000, Denver, CO 80203March 6, 2015 - August 2, 2022
OSAIC FS, INC.
March 6, 2015 - August 2, 2022
OSAIC FA, INC.
December 13, 2012 - January 26, 2015
SATURNA BROKERAGE SERVICES, INC
August 8, 2012 - December 14, 2012
INNOVATION PARTNERS LLC
February 21, 2012 - August 8, 2012
COMPASS SECURITIES CORPORATION
October 7, 2010 - December 14, 2011
PORTFOLIO BROKERAGE SERVICES, INC.
January 1, 2010 - April 27, 2010
QUASAR DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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