Courtney Fellowes

KENMAR SECURITIES

New York, NY 10022

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CRD#: 2977686

Professional summary

Courtney Fellowes is a registered financial professional currently at KENMAR SECURITIES, LLC located in New York, New York.

Courtney is registered as a RR (Registered Representative) and started their career in finance in 1998. Courtney has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Courtney Fellowes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2020 - Present

KENMAR SECURITIES, LLC

Office #1: 845 Third Avenue, Suite 1703, New York, NY 10022

CRD#: 171793

New York, NY

Past

August 20, 2019 - April 16, 2020

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

NEW YORK, NY

Past

November 10, 2014 - May 31, 2019

GLOBAL FRONTERA MARKETS INC.

CRD#: 144634

NEW YORK, NY

Past

April 24, 2012 - October 27, 2014

ENCLAVE CAPITAL LLC

CRD#: 22732

NEW YORK, NY

Past

March 11, 2010 - December 17, 2010

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

April 16, 2007 - December 1, 2008

SBERBANK CIB USA, INC.

CRD#: 47972

NEW YORK, NY

Past

January 19, 2004 - April 5, 2007

ATON SECURITIES, INC.

CRD#: 100841

NEW YORK, NY

Past

October 14, 2002 - May 14, 2003

KBC SECURITIES INC.

CRD#: 47900

NEW YORK, NY

Past

October 16, 2000 - October 7, 2002

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

March 10, 1998 - May 18, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/21/2020)

Connecticut
(4/21/2020)

District of Columbia
(4/21/2020)

Florida
(4/21/2020)

Idaho
(8/5/2020)

Massachusetts
(6/2/2020)

New York
(4/21/2020)

Ohio
(5/14/2020)

Washington
(4/4/2022)

Exams

State Security Law Exam

Series 63

Date: 2/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KENMAR SECURITIES, LLC

CRD#: 171793 / SEC#: , 8-69482

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

845 Third Avenue, Suite 1703, New York, NY 10022

Mailing Address

Po Box 5537, New York, NY 10185-5537

Phone number

(212) 596-3480

Established

Delaware since 03/17/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KENMAR OLYMPIA, LLC	OWNER
COX, ROBERT CARLEN	CHIEF COMPLIANCE OFFICER	1071103
SPOHR, DAVID KONRAD	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER	1507667

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Courtney Fellowes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Courtney Fellowes's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEAPORT GLOBAL SECURITIES LLC

GLOBAL FRONTERA MARKETS INC.

ENCLAVE CAPITAL LLC

HSBC SECURITIES (USA) INC.

SBERBANK CIB USA, INC.

ATON SECURITIES, INC.

KBC SECURITIES INC.

BNP PARIBAS SECURITIES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 2/6/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1997

FINRA

Current Firm

KENMAR SECURITIES, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

KENMAR SECURITIES, LLC

TRUST BUT VERIFY

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