Isaac N. Mayanja

ISAAC MAYANJA

BOTHELL, WA

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CRD#: 2977439

Professional summary

Isaac N Mayanja is a registered financial advisor currently at ISAAC MAYANJA located in Bothell, Washington.

Isaac is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Isaac has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NSEJJERE SPORTS., LLC: Non investment-related; branding and commercializing soccer clubs in Africa. 2. BUGOYE., LLC: Non investment-related; developing and managing real estate in Washington state.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isaac N Mayanja's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2008 - Present

ISAAC MAYANJA

RIA

CRD#: 134376

BOTHELL, WA

Past

November 6, 2001 - January 14, 2002

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

June 28, 1999 - June 28, 2001

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

November 26, 1997 - June 28, 1999

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/7/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/10/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/25/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/2/1998

General Securities Principal Examination

Current Firm

ISAAC MAYANJA

ISAAC MAYANJA | MAYANJA, ISAAC | ISAAC MAYANJA & ASSOCIATES

CRD#: 134376 / SEC#: 801-67690

RIA

Registered Investment Advisory firm - (11/20/2008 Terminated)

Washington

Registered Investment Advisory firm - (10/14/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7241 185th Avenue Ne. #3351, Redmond, WA 98073

Mailing Address

Phone number

(425) 385-9865

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Isaac N. Mayanja

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isaac N Mayanja's CRS (Customer Relationship Summary).

Certified licenses

Experience

ISAAC MAYANJA

COMMONWEALTH FINANCIAL NETWORK

AMERITAS INVESTMENT COMPANY, LLC

SUNAMERICA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/2005

Series 63

Date: 12/1/1997

Series 7

Date: 8/10/1998

Series 6

Date: 11/25/1997

Series 24

Date: 10/2/1998

Current Firm

ISAAC MAYANJA

Contact information

Documents

Red Flags

Company Information

ISAAC MAYANJA

TRUST BUT VERIFY

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