Randall L. Nakamura
J. W. COLE ADVISORS
NEPTUNE BEACH, FL 32266
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CRD#: 2977410
Professional summary
Randall Levi Nakamura, CFP®, ChFC®, who also goes by Randy Nakamura, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Neptune Beach, Florida and J.W. COLE FINANCIAL, INC. located in Neptune Beach, Florida.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Randall has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy Nakamura
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DBA - SWELL WEALTH MANAGEMENT; INVESTMENT RELATED; 446 THIRD STREET, NEPTUNE BEACH, FL 32266; INVESTMENTS AND FIXED INSURANCE INCLUDING MEDICAL, HEALTH, P&C; PRESIDENT; 02/2020; 160 HOURS PER MONTH DEVOTED; 160 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. (2) Notary Public; not investment related; 446 Third Street Neptune Beach FL 32266; commissioned with the State of Florida; start date 10/28/2020. (3) Kailani Capital LLC; Not investment related; 446 Third Street, Neptune Beach, FL 32266; Real Estate; President; Start 8/1/2024; 2 hours/month during trading. (4) Penman One Five LLC; Not investment related; 1522 Penman Road, Jacksonville Beach, FL 32250; Building ownership, office space lessor; General partner; Providing equity into the purchase, occasional simple tasks such as showing of an open office to a potential tenant, ordering/dropping off office supplies, etc; Start 9/24/25; 2 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Randall Levi Nakamura's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
March 4, 2020 - Present
J. W. COLE ADVISORS, INC.
Office #1: 446 3rd Street, Neptune Beach, FL 32266RIA
CRD#: 112294
NEPTUNE BEACH, FL
Current
February 28, 2020 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 446 3rd Street, Neptune Beach, FL 32266BD
CRD#: 124583
Neptune Beach, FL
Past
October 2, 2002 - March 3, 2020
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
Neptune Beach, FL
Past
September 30, 2002 - March 3, 2020
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Neptune Beach, FL
Past
March 7, 2001 - September 18, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
March 7, 2001 - September 18, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
March 1, 1999 - February 9, 2001
ELECTRONIC TRADING GROUP, LLC
BD
CRD#: 37453
NEW YORK, NY
Past
March 26, 1998 - February 16, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/28/2020)
IAR
Florida(3/4/2020)
RR
Georgia(2/28/2020)
RR
Kentucky(2/28/2020)
RR
New York(3/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/30/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Neptune Beach, FL 32266TRUST BUT VERIFY
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