Rochelle I. Cairo
Professional summary
Rochelle Ilene Cairo, who also goes by Shelley Ilene Cairo, Rochelle Ilene Calvagno, Shelley Ilene Calvagno, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Sarasota, Florida and TRUIST INVESTMENT SERVICES, INC. located in Sarasota, Florida.
Rochelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Rochelle has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rochelle Ilene Cairo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1777 Main St Fl 7, Sarasota, FL 34236March 3, 2014 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1777 Main St Fl 1 & 7, Sarasota, FL 34236Office #2: 510 Bay Isles Rd, Longboat Key, FL 34228March 4, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
March 10, 2003 - March 26, 2014
WELLS FARGO CLEARING SERVICES, LLC
February 28, 2003 - March 26, 2014
WELLS FARGO CLEARING SERVICES, LLC
December 11, 2002 - February 13, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 9, 2002 - February 13, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2000 - November 19, 2002
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - November 19, 2002
WELLS FARGO CLEARING SERVICES, LLC
October 29, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
January 1, 1998 - September 18, 1998
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2022)
(11/23/2022)
(1/9/2020)
(6/7/2021)
(4/23/2018)
(2/25/2022)
(10/15/2019)
(3/4/2014)
(8/24/2016)
(3/5/2014)
(3/27/2023)
(5/13/2019)
(1/9/2020)
(3/6/2023)
(3/28/2022)
(9/9/2016)
(6/25/2019)
(3/5/2014)
(2/6/2019)
(1/9/2020)
(11/25/2024)
(1/9/2020)
(11/25/2024)
(5/3/2021)
(1/9/2020)
(1/9/2020)
(9/18/2025)
(8/25/2017)
(3/27/2014)
(12/18/2017)
(12/18/2019)
(8/13/2019)
(10/30/2025)
(5/26/2021)
(8/16/2021)
(10/11/2018)
(11/25/2024)
(10/15/2019)
(5/10/2016)
(3/13/2017)
(8/20/2019)
(11/9/2020)
(5/5/2022)
(1/15/2016)
(1/9/2020)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
