Robert N. Pinkley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Noel Pinkley, who also goes by Bo Pinkley, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 7 firms and has passed the Series 66, Series 31, Series 7, Series 6, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2011 - May 29, 2012
GROVE POINT INVESTMENTS, LLC
March 15, 2011 - May 29, 2012
GROVE POINT INVESTMENTS, LLC
August 31, 2007 - March 21, 2011
JBS LIBERTY SECURITIES, INC.
September 12, 2001 - January 29, 2007
CETERA WEALTH SERVICES, LLC
April 12, 2000 - September 13, 2001
NATIONAL PLANNING CORPORATION
March 23, 1999 - March 20, 2000
FSC SECURITIES CORPORATION
April 8, 1998 - January 27, 1999
MORGAN STANLEY DW INC.
January 9, 1998 - March 6, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
