David M. Vennefron
Professional summary
David Michael Vennefron is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Lake Mary, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 5 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Michael Vennefron's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2020 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746January 24, 2020 - February 6, 2020
RAYMOND JAMES & ASSOCIATES, INC.
November 30, 2018 - February 6, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 6, 2005 - October 29, 2018
NORTHERN TRUST SECURITIES, INC.
December 23, 1997 - June 4, 2004
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2020)
Exams
What does exam status mean?
Series 52TO
Passed: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Passed: 1/2/2023
Securities Trader ExamSeries 99TO
Passed: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ROBINHOOD SECURITIES, LLC
CRD#: 287900 / SEC#: , 8-69916
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | MEMBER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | CHIEF OPERATING OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINOP | 3103432 |
| MCHENRY, EVAN DAVID | CHIEF INFORMATION SECURITY OFFICER | 7444092 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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