CN
Christopher E. Noviello
VICUS CAPITAL
Bridgewater, NJ 08807
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CRD#: 2976691
CN
Professional summary
Christopher Ernest Noviello, CFP®, ChFC®, who also goes by Chris Noviello, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Bridgewater, New Jersey and CETERA INVESTMENT ADVISERS LLC located in Bridgewater, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Noviello
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INDEPENDENT INSURANCE AGENT, NOVIELLO FINANCIAL GROUP INC, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, GROUP BENEFITS, EXCESS LIABILITY INSURANCE PLAN, BEGAN 02/2000, 1HR/WKDY; (2) NOVIELLO CONSULTING SERVICES, ENROLLED AGENT, TAX PREPARER, TAX PLANNING AND PREPARATION SERVICES FOR OUR CLIENTS, BEGAN 02/2000, 8 HRS/WEEKDAY AND 1 EVENING/WEEKEND; (3) VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 02/2012, 47HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; (4) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUSTS FOR FAMILY MEMBERS START DATE: 9/2004 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: TRUSTEE BRIEF DESCRIPTION OF DUTIES: PROCESS SUPPORT, INSURANCE OVERSIGHT, & ANNUITY PAYMENTS (5) NAME OF OTHER BUSINESS: GRASSROOTS CONSERVATION ; INVESTMENT RELATED: NO ; ADDRESS: 55 TOTTEN DR, BRIDGEWATER, NJ 08807 NATURE OF BUSINESS: NON-PROFIT START DATE: 08/2020 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: HELP GENERATE IDEAS AND PROCESSED TO GROW THE CHARITY ;
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Ernest Noviello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 18, 2012 - Present
VICUS CAPITAL, INC.
Office #1: 520 Us Highway 22 3rd Floor Suite 305, Bridgewater, NJ, 08807RIA
CRD#: 116021
Bridgewater, NJ
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 520 Us Hwy 22 3rd Floor, Ste 305, Bridgewater, NJ, 08807RIA
CRD#: 105644
BRIDGEWATER, NJ
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 520 Us Hwy 22 3rd Floor, Ste 305, Bridgewater, NJ, 08807BD
CRD#: 13572
Bridgewater, NJ
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 20, 2011 - March 16, 2012
NOVIELLO FINANCIAL GROUP, INC.
RIA
CRD#: 128925
BRIDGEWATER, NJ
Past
November 18, 2004 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
BRIDGEWATER, NJ
Past
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
BRIDGEWATER, NJ
Past
May 11, 2000 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
February 13, 1998 - January 21, 2000
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2020)
RR
Arizona(10/23/2020)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
RR
Connecticut(2/22/2021)
RR
District of Columbia(9/3/2013)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Maine(9/3/2013)
RR
Maryland(9/3/2013)
RR
Massachusetts(10/31/2023)
RR
Michigan(12/6/2022)
RR
Nevada(6/12/2025)
IAR
New Jersey(1/18/2012)
RR
New Jersey(9/3/2013)
RR
New Mexico(9/3/2013)
RR
New York(9/3/2013)
RR
North Carolina(9/3/2013)
RR
Ohio(9/3/2013)
RR
Oregon(1/6/2020)
RR
Pennsylvania(9/3/2013)
RR
South Carolina(9/3/2013)
IAR
Texas(1/18/2012)
RR
Texas(9/3/2013)
RR
Virginia(9/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
