Christopher E. Noviello
Professional summary
Christopher Ernest Noviello, CFP®, ChFC®, who also goes by Chris Noviello, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Bridgewater, New Jersey and CETERA INVESTMENT ADVISERS LLC located in Bridgewater, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Ernest Noviello's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2003
Experience
January 18, 2012 - Present
VICUS CAPITAL, INC.
Office #1: 520 Us Highway 22 3rd Floor Suite 305, Bridgewater, NJ, 08807June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 520 Us Hwy 22 3rd Floor, Ste 305, Bridgewater, NJ, 08807September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 520 Us Hwy 22 3rd Floor, Ste 305, Bridgewater, NJ, 08807September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
September 20, 2011 - March 16, 2012
NOVIELLO FINANCIAL GROUP, INC.
November 18, 2004 - September 3, 2013
WALNUT STREET SECURITIES, INC.
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
May 11, 2000 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
February 13, 1998 - January 21, 2000
B. RILEY SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2020)
(10/23/2020)
(9/3/2013)
(9/3/2013)
(2/22/2021)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(10/31/2023)
(12/6/2022)
(6/12/2025)
(1/18/2012)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(1/6/2020)
(9/3/2013)
(9/3/2013)
(4/15/2026)
(1/18/2012)
(9/3/2013)
(9/3/2013)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
