Pamela J. Beckstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Jean Beckstrom, who also goes by Pamela Jean Loprete, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1998. Pamela had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2012 - August 10, 2015
COWEN PRIME SERVICES LLC
January 17, 2011 - August 10, 2015
COWEN PRIME SERVICES LLC
November 21, 2008 - May 26, 2009
SIMMONS & COMPANY INTERNATIONAL
June 19, 2008 - July 9, 2008
ZIONS DIRECT, INC.
February 21, 2008 - July 9, 2008
AMEGY INVESTMENTS, INC.
February 21, 2008 - July 9, 2008
AMEGY INVESTMENTS, INC.
May 3, 2004 - January 8, 2008
STANFORD GROUP COMPANY
May 3, 2004 - January 8, 2008
STANFORD GROUP COMPANY
January 28, 2004 - April 29, 2004
AMEGY INVESTMENTS, INC.
October 24, 2003 - April 29, 2004
AMEGY INVESTMENTS, INC.
June 5, 2000 - September 13, 2000
LPL FINANCIAL LLC
February 22, 2000 - October 16, 2003
AMERICAN GENERAL DISTRIBUTORS, INC.
January 21, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
January 21, 2000 - October 16, 2003
VALIC FINANCIAL ADVISORS, INC.
December 16, 1998 - January 21, 2000
BANK UNITED SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COWEN PRIME SERVICES LLC
CRD#: 153397 / SEC#: , 8-68531
Contact information
FINRA licenses (1 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
