DS
David R. Stromecki
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Orchard Park, NY 14127
Some features on this profile are disabled
CRD#: 2976354
DS
Professional summary
David Raymond Stromecki, ChFC®, CLU® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Orchard Park, New York and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Orchard Park, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)BROWN & STROMECKI AGENCY INC, 4313 SOUTH BUFFALO STREET, ORCHARD PARK, NY, 9/1998 AS PRESIDENT/ INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 40/WK - 8/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. 10/15/12. 3)BUFFALO NIAGARA BUSINESS ETHICS ASSOCIATION, INC. 726 EXCHANGE STREET, SUITE 822, BUFFALO, NY 14210. BEGAN 9/01/2010 AS DIRECTOR OF CORPORATION TO PROMOTE BUSINESS ETHICS WITHIN THE WESTERN NY REGION. DEVOTES 2 HR/MO-2 HR/TRADING.NON-PROFIT. 4)VOLUNTEER FIREFIGHTER - HILLCREST FIRE COMPANY & ORCHARD PARK FIRE DISTRICT, 7125 ELLICOTT RD, 30 SCHOOL STREET, ORCHARD PARK, NY, SINCE 5/2015. NOT INVESTMENT RELATED - NON-PROFIT - DEVOTES 5 HR/WK - NONE DURING TRADING. 5)BROWN & STROMECKI AGENCY 401K PLAN, 4313 SOUTH BUFFALO ST, ORCHARD PARK, NY 14127. BEGAN 9/09/2003 AS TRUSTEE OF THE BROWN & STROMECKI AGENCY, INC. 401K PLAN. DEVOTES 10 HR/YR- 10 HR/TRADING. 6)BROWN & STROMECKI AGENCY, INC, NOTARY PUBLIC, 4313 SOUTH BUFFALO ST, ORCHARD PARK, NY, 9/10/13. NIR - .5/MO - .5/TRADING. 7) HUNT OF A LIFETIME FOUNDATION, 6297 BUFFALO RD, HARBORCREEK, PA, 03/2019. NEW YORK STATE AMBASSADOR, PUBLIC RELATIONS, RECRUITMENT, FUNDRAISING. NIR-200/YR-0/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view David Raymond Stromecki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 21, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 4313 S Buffalo St.,, Orchard Park, NY 14127RIA
CRD#: 134139
Orchard Park, NY
Current
October 18, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4313 South Buffalo St., Orchard Park, NY 14127BD
CRD#: 39543
Orchard Park, NY
Past
January 1, 2004 - October 18, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ORCHARD PARK, NY
Past
October 2, 1998 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
December 3, 1997 - October 1, 1998
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/4/2025)
RR
Indiana(4/4/2025)
RR
Massachusetts(4/11/2025)
RR
Michigan(4/4/2025)
RR
New York(10/18/2012)
IAR
New York(4/9/2021)
RR
Ohio(10/18/2012)
RR
Pennsylvania(2/20/2020)
RR
Tennessee(4/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Orchard Park, NY 14127TRUST BUT VERIFY
Monitor David Stromecki
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
