James C. Shaffer

ALLSTATE FINANCIAL ADVISORS

Clovis, CA 93619-4855

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CRD#: 2975930

Professional summary

James Christopher Shaffer, ChFC®, who also goes by Chris Shaffer, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Clovis, California and ALLSTATE FINANCIAL SERVICES, LLC located in Clovis, California.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Shaffer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Premiere Companies, 705 W Benjamin, Norfolk NE 68701, Writing/Servicing agent, non investment related, time devoted-0%, duties-Occasionally a client may call me for a servicing question, GENWORTH LIFE INSURANCE CO POSITION: Writing agent NATURE: Receiving renewals for past business written INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/1999 ADDRESS: 3100 Albert Lankford Dr, Lynchburg VA 24501, United States DESCRIPTION: Receive renewals TRAILING COMMISSIONS FROM EVERLAKE, LBL, WILTON RE AND THE STANDARD POSITION: Agent NATURE: Servicing Allstate legacy business for Everlake, LBL, Wilton Re and The Standard accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 1225 N Willow Ave, Suite 100, Clovis CA 93619, United States DESCRIPTION: Servicing customers for Allstate legacy business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Christopher Shaffer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

November 13, 2012 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1225 N Willow Ave Ste 100, Clovis, CA 93619-4855

RIA

CRD#: 109524

Clovis, CA

Current

November 12, 2012 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1225 N Willow Ave Ste 100, Clovis, CA 93619-4855

CRD#: 18272

Clovis, CA

Past

June 1, 2004 - November 2, 2012

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

COARSEGOLD, CA

Past

January 23, 2004 - November 2, 2012

MML INVESTORS SERVICES, LLC

CRD#: 10409

COARSEGOLD, CA

Past

April 5, 1999 - December 31, 2003

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

January 15, 1998 - March 24, 1999

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/2/2024)

California
(11/12/2012)

IAR

California
(11/13/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 10/21/2004

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James C. Shaffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Christopher Shaffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

CAPITAL BROKERAGE CORPORATION

WMA SECURITIES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2004

Series 63

Date: 1/28/1998

SIE

Date: 10/1/2018

Series 22

Date: 10/21/2004

Series 6

Date: 1/14/1998

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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