Jason A. Sisk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Allen Sisk, who also goes by Jack Sisk, Jake Sisk, Jason A Sisk, Jason Sisk, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1998. Jason had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2012 - December 31, 2012
QUEST CAPITAL STRATEGIES, INC.
May 19, 2010 - May 30, 2014
QUEST CAPITAL STRATEGIES, INC.
July 22, 2008 - February 1, 2010
WADDELL & REED
May 14, 2008 - February 1, 2010
WADDELL & REED
March 20, 1998 - November 2, 1998
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
