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Grant Bruce Maceachern

CRD# 2975723·Registered 1998 - 2015
Previously Registered: Being a previously registered professional could mean that Grant is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Grant Bruce Maceachern was a registered financial advisor. Grant was a previously registered financial professional and started their career in finance 1998 - 2015. Grant had worked at 5 firms and has passed the Series 63, SIE and Series 38 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

RICHARDSON GMP (USA) CORP.·CRD# 104204
BD
Calgary, Alberta
April 19, 2011 - December 16, 2015
WOLVERTON SECURITIES (USA), LTD.·CRD# 41745
BD
Calgary, Alberta
November 11, 2004 - April 15, 2011
RICHARDSON GMP (USA) CORP.·CRD# 104204
BD
Toronto, Ontario
September 17, 2003 - October 18, 2004
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.·CRD# 38108
BD
Toronto, Ontario
November 25, 2002 - December 31, 2002
RESEARCH CAPITAL USA INC.·CRD# 39670
BD
Toronto
June 8, 2000 - November 1, 2002
NBF SECURITIES (USA) CORP.·CRD# 25541
BD
Montreal
January 7, 1998 - April 28, 2000

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Current Firm

RG
RICHARDSON GMP (USA) CORP.

BLACKMONT CAPITAL CORP. | RICHARDSON GMP (USA) CORP. | MACQUARIE PRIVATE WEALTH CORP | FIRST ASSOCIATES INVESTMENTS (USA) INC.

CRD#: 104204 / SEC#: 8-52658
BD
Terminated by SEC on 05/17/2016

Contact Information

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
RICHARDSON GMP LIMITEDSHAREHOLDER—
BOWERING, DANIEL DAVIDDIRECTOR, CHIEF COMPLIANCE OFFICER5491720
LEXOVSKY, JAMES THOMASCHIEF EXECUTIVE OFFICER, FINOP AND CFO.2835008
MARSH, ANDREW JOHNDIRECTOR6145853
MUCHNIK, ELLIOTDIRECTOR6145854

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)

Passed Dec 1997

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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