Todd A. Sturman
STURMAN WEALTH ADVISORS
CHARLOTTESVILLE, VA 22911
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CRD#: 2974713
Professional summary
Todd Anthony Sturman, AIF®, CFP® is a registered financial advisor currently at STURMAN WEALTH ADVISORS located in Charlottesville, Virginia.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Todd has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/26/2016: Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - I provide investment advisory services through PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity in 4/14/2014. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 11/12/2019 - Private Advisor Group - DBA: (Hybrid) Sturman Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/12/2019 - Sturman Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2019 - 160 Hours Per Month/6 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Anthony Sturman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
September 11, 2024 - Present
STURMAN WEALTH ADVISORS
Office #1: 404 People Place Suite 404, Charlottesville, VA 22911RIA
CRD#: 331560
CHARLOTTESVILLE, VA
Past
June 30, 2014 - September 11, 2024
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
CHARLOTTESVILLE, VA
Past
June 30, 2014 - July 9, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTESVILLE, VA
Past
January 29, 2008 - November 20, 2008
THE KROSS GROUP
RIA
CRD#: 143255
WALTHAM, MA
Past
November 6, 2003 - June 30, 2014
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
WALTHAM, MA
Past
October 31, 2003 - June 30, 2014
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
November 12, 2001 - October 31, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 12, 2001 - October 31, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
May 5, 2000 - October 30, 2001
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STURMAN WEALTH ADVISORS
STURMAN WEALTH ADVISORS | STURMAN WEALTH ADVISORS, LLC
CRD#: 331560 / SEC#: 801-130657
RIA
Registered Investment Advisory firm - (7/25/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/11/2024)
IAR
Virginia(9/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
STURMAN WEALTH ADVISORS
STURMAN WEALTH ADVISORS | STURMAN WEALTH ADVISORS, LLC
CRD#: 331560 / SEC#: 801-130657
RIA
Registered Investment Advisory firm - (7/25/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
404 People Place Suite 404, Charlottesville, VA 22911
Mailing Address
Phone number
(434) 201-2255
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 272 |
| AUM (Assets Under Management) | $ 97,665,969 |
Red Flags
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Company Information
STURMAN WEALTH ADVISORS
CRD#: 331560Charlottesville, VA 22911TRUST BUT VERIFY
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