Anthony S. Ciccone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Scott Ciccone, who also goes by Anthony S Ciccone, Tony Ciccone, was a registered financial advisor .
Anthony is a previously registered financial advisor and started their career in finance in 1999. Anthony had worked at 4 firms and has passed the Series 66, Series 63, Series 55, Series 7, Series 3, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2005 - April 22, 2008
PETRA TRADING GROUP LLC
December 14, 2004 - January 20, 2005
PETRA TRADING GROUP LLC
July 23, 2004 - July 12, 2005
OPTIONVUE RESEARCH, INC.
August 12, 2002 - January 14, 2003
DASH PRIME LLC
December 22, 1999 - September 19, 2000
TRITAURIAN CAPITAL, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
PETRA TRADING GROUP LLC
CRD#: 131347 / SEC#: , 8-66450
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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