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Anthony Scott Ciccone

CRD# 2974012·Registered 1999 - 2008
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Scott Ciccone, who also goes by Anthony S Ciccone, Tony Ciccone, was a registered financial advisor. Anthony was a previously registered financial advisor and started their career in finance 1999 - 2008. Anthony had worked at 4 firms and has passed the Series 66, Series 63, Series 55, Series 7, Series 3, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony S Ciccone, Tony Ciccone

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

PETRA TRADING GROUP LLC·CRD# 131347
BD
St. Charles, IL
June 29, 2005 - April 22, 2008
PETRA TRADING GROUP LLC·CRD# 131347
BD
St. Charles, IL
December 14, 2004 - January 20, 2005
OPTIONVUE RESEARCH, INC.·CRD# 119279
RIA
Libertyville, IL
July 23, 2004 - July 12, 2005
DASH PRIME LLC·CRD# 41257
BD
Chicago, IL
August 12, 2002 - January 14, 2003
TRITAURIAN CAPITAL, INCORPORATED·CRD# 45500
BD
New York, NY
December 22, 1999 - September 19, 2000

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Current Firm

PT
PETRA TRADING GROUP LLC

PETRA TRADING GROUP L.L.C. | PETRA TRADING GROUP LLC

CRD#: 131347 / SEC#: 8-66450
BD
Terminated by SEC on 06/14/2008

Contact Information

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALLAMIAN, LINDA SUSANSOLE MEMBER5043811
CASS, STEPHEN JOHNCEO, CROP, CCO, S272317871
GEORGE, RONALD MICHAELCROP1490197

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2000About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2000

Series 7 — General Securities Representative Examination

Passed Jan 1999About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1997About the Series 3 exam

Series 4 — Registered Options Principal Examination

Passed May 2000About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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