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Ronald Michael George

CRD# 1490197·Registered 1986 - 2014
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Michael George was a registered financial advisor. Ronald was a previously registered financial advisor and started their career in finance 1986 - 2014. Ronald had worked at 16 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

SALVUS FINANCIAL LLC·CRD# 158758
RIA
Fort Wayne, IN
September 4, 2012 - October 20, 2014
POINTE ATLANTIC, INC·CRD# 46599
BD
Tampa, FL
July 28, 2009 - March 17, 2010
HB SECURITIES, LLC·CRD# 140356
BD
Delray Beach, FL
July 30, 2008 - June 16, 2009
PETRA TRADING GROUP LLC·CRD# 131347
BD
St. Charles, IL
January 11, 2006 - April 22, 2008
SAMCO FINANCIAL SERVICES, INC.·CRD# 30108
BD
Phoenix, AZ
January 12, 2005 - December 31, 2005
SUMMIT FINANCIAL GROUP INC·CRD# 109485
RIA
Bonita Springs, FL
April 19, 2002 - January 12, 2005
SUMMIT BROKERAGE SERVICES, INC.·CRD# 34643
BD
Boca Raton, FL
June 1, 2000 - January 12, 2005
THE FIRST AMERICAN INVESTMENT BANKING CORPORATION·CRD# 39263
BD
Tampa, FL
July 26, 1999 - April 28, 2000
CELADON FINANCIAL GROUP LLC·CRD# 36538
BD
Morristown, NJ
September 1, 1998 - July 23, 1999
GLOBAL INVESTMENT SERVICES, INC.·CRD# 35752
BD
March 28, 1995 - October 9, 1997
STELLARIS SECURITIES, INC.·CRD# 30853
BD
August 25, 1993 - December 21, 1993
REPUBLIC SECURITIES, INC.·CRD# 15043
BD
July 9, 1992 - March 1, 1994
D.E. FREY & COMPANY, INC.·CRD# 23595
BD
Denver, CO
January 14, 1991 - November 25, 1991
KESSLER ASHER CLEARING L.P.·CRD# 19493
BD
Chicago, IL
April 2, 1990 - October 5, 1990
PACIFIC COAST EQUITIES, INC.·CRD# 14992
BD
June 15, 1987 - June 25, 1990
KETTLER & COMPANY·CRD# 10530
BD
April 29, 1986 - January 30, 1987

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Current Firm

SF
SALVUS FINANCIAL LLC

SALVUS FINANCIAL LLC

CRD#: 158758

Contact Information

Main Address

825 Barr St 2nd Flr, Fort Wayne, IN 46802

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1991About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Dec 2001About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2001About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1993About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 1987About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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