Benjamin P. Hammes
Professional summary
Benjamin Patrick Hammes, who also goes by Benjammin Patrick Hammes, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1999. Benjamin has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Patrick Hammes's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2013 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 3600 Minnesota Drive Suite 200, Minneapolis, MN 55435October 13, 2011 - May 1, 2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
January 2, 2009 - September 13, 2011
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
March 18, 2008 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
March 9, 1999 - March 18, 2008
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2013)
Exams
FINRA
Current Firm
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| FAMIGLIETTI, FRANK J | DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| LEIMENSTOLL, ANDREW JOHN | DIRECTOR | 4640636 |
| MICHAUD, DAVID ANDREW | DIRECTOR | 2730645 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT, CEO, AND DIRECTOR | 2034689 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
