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Thomas W. Revelle
CETERA INVESTMENT ADVISERS LLC
PUKALANI, HI 96768
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CRD#: 2973505
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Professional summary
Thomas Walter Revelle, who also goes by Thomasd Walter Revelle, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pukalani, Hawaii and CETERA WEALTH SERVICES, LLC located in Makawao, Hawaii.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomasd Walter Revelle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental House~15 Haaheo Place~Pukalani~HI~96768~Rental Property Owner/Management~Owner/Sole Proprietor~1/1/2011~1hrs~0hrs~Select tenants and manage property 2) King's Cathedral & Chapels, Inc.~777 Maui Veterans Hwy~Kahului~HI~96732~Accounting Services/Tax Preparation~Employee~12/1/2017~10hrs~10hrs~Provide payroll support, accounting advice and financial statement compilations 3) Pacific Guardian Life~1440 Kapiolani Blvd, Suite 1700~Honolulu~HI~96814~Insurance Agent~Agent~6/17/2019~2hrs~2hrs~Act as agent for employers related to TDI coverage 4) TWR, LLC POSITION: Member NATURE: Office condo ownership/rental INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2021 ADDRESS: 40 Kapaoa Street, Unit B104, Makawao HI 96768, United States DESCRIPTION: The LLC owns an office condo which will be rented out when complete later this year. 5) PROFESSIONAL BUSINESS SERVICES POSITION: President NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 130 START DATE: 07/01/1997 ADDRESS: 40 Kupaoa Street, Suite 104, Makawao HI 96768, United States DESCRIPTION: Management of company that provide tax preparation, accounting & employee leasing 6) INSURANCE SALES POSITION: Agent NATURE: Sales of insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2023 ADDRESS: 40 Kupaoa Street, Suite 104, Makawao HI 96768, United States DESCRIPTION: Agent
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Walter Revelle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 15 Haaheo, Pukalani, HI 96768RIA
CRD#: 105644
PUKALANI, HI
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 40 Kupaoa Street, Suite 104, Makawao, HI 96768BD
CRD#: 13572
Makawao, HI
Past
October 1, 1998 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PUKALANI, HI
Past
March 5, 1998 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Makawao, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Hawaii(9/5/2025)
IAR
Hawaii(9/5/2025)
RR
Illinois(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Pukalani, HI 96768TRUST BUT VERIFY
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