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AR

Antonio Ramirez

CONCERT INVESTMENT ADVISORY LLC
San Juan, PR
Some features on this profile are disabled
CRD#: 2973343
AR

Professional summary

Antonio Ramirez, who also goes by Antonio Ramirez Jr, Tony Ramirez, Antonio Silva-ramirez, is a registered financial advisor currently at CONCERT INVESTMENT ADVISORY LLC located in San Juan, .

Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Antonio has worked at 12 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Antonio Ramirez Jr | Tony Ramirez | Antonio Silva-Ramirez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Benchmark Company, LLC, Registered Securities Representative, Investment Related - Commission Investment Advisor, since 10/2017, Approx 20 hours/week,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Ramirez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 23, 2019 - Present

CONCERT INVESTMENT ADVISORY LLC

RIA
CRD#: 304522
San Juan, PR
Past

January 12, 2018 - April 30, 2019

INSTITUTE FOR WEALTH CONSULTANTS, INC.

RIA
CRD#: 288502
Alhambra, CA
Past

December 19, 2017 - August 10, 2020

THE BENCHMARK COMPANY, LLC

BD
CRD#: 22982
NEW YORK, NY
Past

October 14, 2016 - February 23, 2017

SOWELL MANAGEMENT

RIA
CRD#: 127145
Alhambra, CA
Past

March 30, 2016 - December 15, 2017

CONCERT WEALTH MANAGEMENT

RIA
CRD#: 141253
Alhambra, CA
Past

September 17, 2014 - May 4, 2016

PRIVATE ADVISORY

RIA
CRD#: 170043
ALISO VIEJO, CA
Past

December 1, 2010 - December 31, 2014

STRATEGIC CAPITAL GROUP L.L.C.

RIA
CRD#: 133381
ALISO VIEJO, CA
Past

October 15, 2010 - April 26, 2016

RP CAPITAL LLC

BD
CRD#: 134768
Aliso Viejo, CA
Past

May 30, 2007 - May 13, 2010

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
PASADENA, CA
Past

November 2, 2006 - May 11, 2010

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PASADENA, CA
Past

August 12, 2004 - July 31, 2006

CHURCHILL MANAGEMENT GROUP

RIA
CRD#: 109651
LOS ANGELES, CA
Past

August 5, 2003 - April 21, 2004

TD AMERITRADE, INC.

RIA
CRD#: 7870
ENCINO, CA
Past

November 3, 1998 - April 21, 2004

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CONCERT INVESTMENT ADVISORY LLC
ANTHONY RAMIREZ INC. | CONCERT INVESTMENT ADVISORY LLC | CONCERT INVESTMENT ADVISORY INC

CRD#: 304522 / SEC#: 801-116976

RIA
Registered Investment Advisory firm - (7/16/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/23/2019)
IAR
Texas
(7/23/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 6/23/2009
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/16/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/2/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/23/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/24/1999
General Securities Sales Supervisor - Options Module Examination

Current Firm

CI
CONCERT INVESTMENT ADVISORY LLC
ANTHONY RAMIREZ INC. | CONCERT INVESTMENT ADVISORY LLC | CONCERT INVESTMENT ADVISORY INC

CRD#: 304522 / SEC#: 801-116976

RIA
Registered Investment Advisory firm - (7/16/2019 Approved)
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Contact information

Main Address
San Juan, PR
Mailing Address
Phone number
(626) 755-3613
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2B BROCHURE RAMIREZ 5.25 (5/21/2025)
2A BROCHURE CONCERT 3.25 (3/13/2025)

Regulatory assets under management

Total Number of Accounts171
AUM (Assets Under Management)$ 126,810,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONCERT INVESTMENT ADVISORY LLC

CRD#: 304522San Juan, PR

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