Barry Wayne Dennis
Professional Summary
Barry Wayne Dennis is a registered financial advisor currently at WAVECREST SECURITIES LLC located in Brentwood, Tennessee. Barry is registered as a RR (Registered Representative) and started their career in finance in 1998. Barry has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
WAVECREST SECURITIES LLC
Contact Information
Main Address
205 Powell Place, Brentwood, TN 37027Mailing Address
205 Powell Place, Brentwood, TN 37027Phone Number
(917) 667-5256Established
Delaware since 12/02/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/19/2023)
(5/3/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Barry Wayne Dennis's CRS (Customer Relationship Summary).
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