Brendan E. Ahern
Professional summary
Brendan Edward Ahern is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Westport, Connecticut.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 1997. Brendan has worked at 8 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan Edward Ahern's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2018 - Present
FORESIDE FUND SERVICES, LLC
Office #2: 280 Park Avenue 32nd Floor, New York, NY 10017July 30, 2013 - September 6, 2016
INVESTORS CAPITAL CORP.
July 22, 2013 - September 6, 2016
INVESTORS CAPITAL CORP.
January 3, 2012 - February 28, 2013
BLACKROCK INVESTMENTS, LLC
July 25, 2008 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
August 11, 2003 - July 17, 2013
BLACKROCK FUND ADVISORS
February 12, 2001 - December 31, 2008
BLACKROCK EXECUTION SERVICES
May 26, 1999 - February 8, 2001
CITIGROUP GLOBAL MARKETS INC.
December 1, 1997 - April 1, 1999
NEUBERGER BERMAN MANAGEMENT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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