Victor E. Gillett
Professional summary
Victor Elias Gillett, who also goes by VIctor E Gillett, is a registered financial professional currently at TCW FUNDS DISTRIBUTORS LLC located in Los Angeles, California.
Victor is registered as a RR (Registered Representative) and started their career in finance in 1998. Victor has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Elias Gillett's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2023 - Present
TCW FUNDS DISTRIBUTORS LLC
Office #1: 515 South Flower Street, Los Angeles, CA 90071April 24, 2008 - April 10, 2023
GOLDMAN SACHS & CO. LLC
March 14, 2006 - April 28, 2008
MANULIFE INVESTMENT MANAGEMENT (US) LLC
March 14, 2006 - April 28, 2008
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
January 18, 2006 - April 28, 2008
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
December 4, 2000 - January 6, 2006
MFS FUND DISTRIBUTORS, INC.
November 4, 1999 - October 27, 2000
MANULIFE WOOD LOGAN, INC.
March 4, 1998 - March 11, 1999
KEYPORT FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2023)
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Exams
FINRA
Current Firm
TCW FUNDS DISTRIBUTORS LLC
CRD#: 16670 / SEC#: , 8-31114
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE TCW GROUP, INC. | SOLE SHAREHOLDER | |
| CAMPBELL, ROBERT NMN | FINANCIAL REPORTING DIRECTOR/FINOP | 1349154 |
| CARIERI, JOSEPH CARL | MANAGER | 1223713 |
| MAGPAYO, JOSEPH T | CHAIRMAN OF THE BOARD, PRESIDENT, AND CHIEF EXECUTIVE OFFICER | 2295294 |
| MCCARTHY, GINA | MANAGER | 4226460 |
| VILLA, RICHARD MANUEL | CHIEF FINANCIAL OFFICER OF THE TCW GROUP, INC. | 5586600 |
| WERTS, FELICIA PAN | CHIEF COMPLIANCE OFFICER & SECRETARY | 6562508 |
Red Flags
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