Emmanuel T. Voumvourakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emmanuel Themistoklis Voumvourakis, who also goes by Manny Voumvourakis, was a registered financial professional .
Emmanuel is a previously registered financial professional and started their career in finance in 1997. Emmanuel had worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 55, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2015 - January 11, 2017
BGC FINANCIAL, L.P.
January 7, 2008 - May 1, 2014
JEFFERIES LLC
October 4, 2007 - November 30, 2007
RBC CAPITAL MARKETS, LLC
July 15, 2004 - November 30, 2007
RBC CAPITAL MARKETS CORPORATION
September 26, 2003 - June 18, 2004
MAKO GLOBAL DERIVATIVES LLC
September 22, 2003 - January 9, 2004
MAKO GLOBAL DERIVATIVES LLC
June 11, 2002 - June 18, 2004
MAKO FINANCIAL MARKETS, LLC
November 9, 2000 - May 7, 2001
BNP PARIBAS SECURITIES CORP.
December 1, 1997 - April 24, 1999
BNP PARIBAS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
BGC FINANCIAL, L.P.
CRD#: 19801 / SEC#: , 8-39012
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BGC BROKERS US L.P. | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| AUBIN, JEAN PIERRE | EXECUTIVE MANAGING DIRECTOR EQUITIES, DERIVATIVES, FUTURES | 5596046 |
| BGCF HOLDINGS LLC | GENERAL PARTNER | |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 36 |
Red Flags
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