Stephen J. Kilcullen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen John Kilcullen, who also goes by John Stephen Kilcullen, Steve Kilcullen, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1997. Stephen had worked at 5 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2023 - March 31, 2025
MACRO RISK ADVISORS LLC
September 6, 2011 - June 17, 2021
NOMURA SECURITIES INTERNATIONAL, INC.
June 16, 2008 - July 11, 2011
UBS SECURITIES LLC
March 19, 2004 - November 21, 2006
WELLS FARGO SECURITIES, LLC
June 29, 1998 - March 25, 2004
UBS SECURITIES LLC
December 15, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 10/2/2023
Securities Trader ExamSeries 55
Date: 2/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
MACRO RISK ADVISORS LLC
CRD#: 148143 / SEC#: , 8-67973
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | |
| CURNUTT, DEAN CARL | PRESIDENT | |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
