Neal M. Weaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neal Maverick Weaver JR., CFP®, who also goes by Neal Maverick Weaver Jr, was a registered financial professional .
Neal is a previously registered financial professional and started their career in finance in 1997. Neal had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2010 - March 1, 2011
CAMBRIA CAPITAL, LLC
February 22, 2010 - May 13, 2010
PURSHE KAPLAN STERLING INVESTMENTS
February 9, 2010 - July 31, 2023
LEAFHOUSE FINANCIAL ADVISORS, LLC
January 20, 1998 - August 28, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 25, 1997 - July 3, 2006
IDS LIFE INSURANCE COMPANY
November 25, 1997 - August 28, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIA CAPITAL, LLC
CRD#: 133760 / SEC#: 801-112108, 8-66768
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 10,552,928 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
