Lena K. Morimanno
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
NAPLES, FL
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CRD#: 2971740
Professional summary
Lena Kay Morimanno, CFP®, CPWA®, who also goes by Lena Kay Hart, Lena Kay Morimanno, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Naples, Florida and FIDELITY BROKERAGE SERVICES LLC located in Jersey City, New Jersey.
Lena is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Lena has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 4, Series 10 and Series 9 exams.
Biography
I have enjoyed working in the financial industry for over twenty years. I strive to partner with you to understand your short-term and long-term goals. I then leverage the vast resources and expertise available at Fidelity to help develop and implement a financial plan that works toward accomplishing these unique goals. Forming strong relationships with you and your family are of utmost importance to me and I will strive to maintain the level of trust, reliability and competency you deserve.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Lena Kay Hart | Lena Kay Morimanno
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lena Kay Morimanno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
CPWA®
Start date: 2021-12-21
Expire date: 2023-11-30
Education
Indiana Institute of Technology
Bachelor of Business Administration - Management of Information Systems
2005
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: Florida Other, Tallahassee, FL 32301RIA
CRD#: 104555
NAPLES, FL
Current
June 24, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310BD
CRD#: 7784
Jersey City, NJ
Past
July 17, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NAPLES, FL
Past
September 23, 2015 - May 29, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
NAPLES, FL
Past
September 21, 2015 - May 29, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
NAPLES, FL
Past
September 2, 2011 - March 16, 2015
OPTIONSXPRESS, INC.
BD
CRD#: 103849
INDIANAPOLIS, IN
Past
August 31, 2009 - August 27, 2015
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
NAPLES, FL
Past
May 12, 1999 - August 27, 2015
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
NAPLES, FL
Past
September 18, 1998 - February 4, 1999
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
November 17, 1997 - September 10, 1998
AMERICAN EXPRESS SERVICE CORPORATION
BD
CRD#: 10518
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/16/2021)
RR
Arizona(3/4/2022)
RR
California(3/4/2022)
RR
Colorado(7/10/2020)
RR
Connecticut(7/10/2020)
RR
Delaware(7/10/2020)
RR
District of Columbia(3/3/2022)
RR
Florida(6/24/2020)
IAR
Florida(3/31/2025)
RR
Georgia(10/19/2020)
RR
Idaho(8/25/2021)
RR
Illinois(6/24/2020)
RR
Indiana(6/24/2020)
RR
Iowa(7/10/2020)
RR
Kentucky(7/10/2020)
RR
Louisiana(7/10/2020)
RR
Maine(2/2/2021)
RR
Maryland(8/13/2021)
RR
Massachusetts(6/24/2020)
RR
Michigan(6/24/2020)
RR
Minnesota(7/10/2020)
RR
Missouri(11/16/2021)
RR
Nebraska(3/25/2023)
RR
Nevada(12/10/2020)
RR
New Hampshire(6/24/2020)
RR
New Jersey(6/24/2020)
RR
New York(6/24/2020)
RR
North Carolina(7/10/2020)
RR
Ohio(6/24/2020)
RR
Oregon(3/17/2022)
RR
Pennsylvania(7/10/2020)
RR
Rhode Island(7/10/2020)
RR
South Carolina(8/13/2021)
RR
Tennessee(12/21/2020)
RR
Texas(7/10/2020)
IAR
Texas(3/31/2025)
RR
Vermont(8/6/2020)
RR
Virginia(7/10/2020)
RR
Washington(7/10/2020)
RR
Wisconsin(7/10/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Naples, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
