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MM

Matthew P. Morrissey

FOUR POINTS CAPITAL PARTNERS LLC
Ridgewood, NJ 07450
Some features on this profile are disabled
CRD#: 2971073
MM

Professional summary

Matthew Paul Morrissey is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in Ridgewood, New Jersey.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1997. Matthew has worked at 14 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Paul Morrissey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 6, 2018 - Present

FOUR POINTS CAPITAL PARTNERS LLC

Office #1: 55a. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
BD
CRD#: 43149
Ridgewood, NJ
Past

October 4, 2013 - March 22, 2017

BARDOWN CAPITAL LLC

BD
CRD#: 158970
OLD TAPPAN, NJ
Past

April 30, 2013 - June 5, 2018

BAYES CAPITAL LLC

BD
CRD#: 159644
OLD TAPPAN, NJ
Past

July 8, 2011 - June 18, 2013

SEVEN POINTS CAPITAL, LLC

BD
CRD#: 144211
NEW YORK, NY
Past

May 12, 2010 - August 12, 2010

TRANSCEND CAPITAL

BD
CRD#: 104483
AUSTIN, TX
Past

May 11, 2010 - July 8, 2011

MD GLOBAL PARTNERS, LLC

BD
CRD#: 140988
NEW YORK, NY
Past

May 1, 2008 - May 6, 2010

THE BENCHMARK COMPANY, LLC

BD
CRD#: 22982
NEW YORK, NY
Past

January 31, 2007 - May 1, 2008

TRADE MANAGE CAPITAL, INC.

BD
CRD#: 7263
SADDLE BROOK, NJ
Past

March 23, 2006 - December 19, 2006

SOUTHRIDGE INVESTMENT GROUP LLC

BD
CRD#: 45531
RIDGEFIELD, CT
Past

March 9, 2004 - December 31, 2005

INVESTMENT ADVISORS & CONSULTANTS, INC.

BD
CRD#: 7996
WEST LONG BRANCH, NJ
Past

June 12, 2002 - October 2, 2003

TD WEALTH MANAGEMENT SERVICES INC.

BD
CRD#: 6940
PHILADELPHIA, PA
Past

September 9, 1998 - May 30, 2002

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

February 6, 1998 - July 9, 1998

REPEX & CO., INC.

BD
CRD#: 10116
CLOSTER, NJ
Past

November 24, 1997 - March 10, 1998

ANDREW GARRETT, INC.

BD
CRD#: 36250
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/25/2020)
RR
New Jersey
(6/6/2018)
RR
New York
(6/6/2018)
RR
Ohio
(6/6/2018)
RR
Pennsylvania
(1/21/2020)
RR
Texas
(6/16/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 12/1/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/20/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/19/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/10/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FP
FOUR POINTS CAPITAL PARTNERS LLC
AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: , 8-50162

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Mailing Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Phone number
(212) 257-5240
Established
Texas since 07/23/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
5M HOLDINGS LLCMANAGING MEMBER
GRAY, JOHN CLARKECHIEF FINANCIAL OPERATIONS OFFICER / CFO1367440
MARTINO, MICHAEL CHRISTOPHERCHIEF EXECUTIVE OFFICER2579146
MURPHY, GENE RYANCHIEF OPERATIONS OFFICER4739772
TOOKE, JEFFREY ACHIEF COMPLIANCE OFFICER, AMLCO5621579

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149Ridgewood, NJ 07450

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