William W. Cho
Professional summary
William Won Suk Cho, who also goes by William Suk Cho, Won Suk Cho, William Won Cho, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in La Jolla, California.
William is registered as a RR (Registered Representative) and started their career in finance in 1999. William has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Won Suk Cho's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2020 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 4225 Executive Square #1600, La Jolla, CA 92037March 24, 2020 - May 26, 2020
SELECT CAPITAL CORPORATION
July 19, 2018 - March 13, 2020
INLAND SECURITIES CORPORATION
August 19, 2014 - June 4, 2018
CNL SECURITIES CORP.
June 15, 2012 - December 3, 2012
SIGNATOR FINANCIAL SERVICES, INC.
May 24, 2012 - July 23, 2014
SYMETRA SECURITIES, INC.
March 6, 2012 - May 21, 2012
KEY INVESTMENT SERVICES LLC
January 3, 2011 - June 22, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 3, 1999 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
June 4, 1999 - November 9, 1999
HARRIS INVESTORLINE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2020)
(7/30/2020)
(7/30/2020)
(7/30/2020)
(7/30/2020)
(7/30/2020)
(7/30/2020)
Exams
Series 11
Date: 6/3/1999
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
