Betty A. Infantes
Professional summary
Betty Anne Infantes, who also goes by Betty Anne Oppen, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Parsippany, New Jersey.
Betty is registered as a RR (Registered Representative) and started their career in finance in 1998. Betty has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Betty Anne Infantes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4 Campus Drive, Parsippany, NJ 07054April 30, 2009 - February 18, 2020
JEFFERIES LLC
May 1, 2001 - July 2, 2008
J.P. MORGAN SECURITIES INC.
February 25, 1998 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
