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JD

James J. Dicesaro

SKYWAY CAPITAL MARKETS
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 2969697
JD

Professional summary

James Joseph Dicesaro, who also goes by Jim Dicesaro, is a registered financial professional currently at SKYWAY CAPITAL MARKETS, LLC located in Tampa, Florida.

James is registered as a RR (Registered Representative) and started their career in finance in 1999. James has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim Dicesaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Joseph Dicesaro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2024 - Present

SKYWAY CAPITAL MARKETS, LLC

Office #1: 100 North Tampa Street Suite 3550, Tampa, FL 33602
BD
CRD#: 124630
Tampa, FL
Past

January 30, 2018 - January 22, 2020

SKYWAY CAPITAL MARKETS, LLC

BD
CRD#: 124630
TAMPA, FL
Past

February 9, 2016 - January 31, 2018

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
TAMPA, FL
Past

May 15, 2014 - February 10, 2016

SKYWAY CAPITAL MARKETS, LLC

BD
CRD#: 124630
TAMPA, FL
Past

November 10, 2010 - April 21, 2014

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
TAMPA, FL
Past

November 19, 2009 - November 9, 2010

DEWAAY FINANCIAL NETWORK, LLC

BD
CRD#: 30767
TAMPA, FL
Past

July 24, 2003 - October 27, 2009

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

September 24, 1999 - April 23, 2003

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/29/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/23/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/10/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SKYWAY CAPITAL MARKETS, LLC
SKYWAY ADVISORS, LLC | SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630 / SEC#: , 8-65702

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Mailing Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Phone number
(813) 210-9530
Established
Florida since 09/17/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAYMUS CAPITAL HOLDINGS, LLCOWNER
CARTER, ANA RCHIEF FINANCIAL OFFICER4424794
FREEMAN, MICHAEL ALLENOWNER1269039
MEUNIER, CHRISTOPHER JABOACHIEF COMPLIANCE OFFICER7407392
OVERBY, ROGER LYNNOWNER1919255
TRABER, MARTIN ALBERTOWNER6717637
WOOMER, ROBERTCHIEF EXECUTIVE OFFICER4255937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630Tampa, FL 33602

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