Michael Balzano Iii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Balzano Iii, who also goes by Michael Balzano III, Mike Balzano, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2013 - November 18, 2014
ZACKS INVESTMENT MANAGEMENT, INC.
December 1, 2009 - December 13, 2013
MSI FINANCIAL SERVICES, INC.
October 23, 2009 - November 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - November 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 28, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 19, 2007 - April 29, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 3, 2006 - April 29, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 1998 - April 17, 2000
BNY MELLON SECURITIES CORPORATION
Primary Firm SEC Registration
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,050 |
| AUM (Assets Under Management) | $ 12,414,372,511 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
