RP
Ronald F. Paull
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Scott Twp, PA 18433
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CRD#: 2968273
RP
Professional summary
Ronald Fair Paull III, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Scott Twp, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Scott Twp, Pennsylvania.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ronald has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KEYSTONE RETIREMENT RESOURCES, 1 HIGHLANDS BLVD, STE 203, ARCHBALD, PA, 9/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 5 HR/MO TRADING. 2) KEYSTONE RETIREMENT RESOURCES, 1 HIGHLANDS BLVD, STE 203, ARCHBALD, PA, 9/2015, OWNER, DBA, INV REL, 140 HR/MO, 128 HR/MO TRADING. 3) AXTELL PAVING SOLUTION, 261 CAREY RD, SCOTT TWP, PA, 07/2022, EMPLOYEE, DELIVERY, NIR, 4 HR/MO, 0 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2015, ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. 5) RONALD PAULL, 15 WALZER LN, SCOTT TWP, PA, 08/2023, OWNER, BEE KEEPING, NIR, 5 HR/MO, 0 HR/MO TRADING. 6) RONALD PAULL, 660 GRIFFIN POND RD, S. ABINGTON TWP, PA, 09/2023, VOLUNTEER, TEACHING GYM, NIR, 4 HR/MO, 4 HR/MO TRADING. 7) RON OR ANA PAULL, 15 WALZER LN, SCOTT TWP, PA, 08/2023, LAWNMOWING SERVICES, NIR, 8 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Fair Paull III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 10, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 13 Walzer Lane, Scott Twp, PA 18433RIA
CRD#: 134139
Scott Twp, PA
Current
September 10, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 13 Walzer Lane, Scott Twp, PA 18433BD
CRD#: 39543
Scott Twp, PA
Past
July 31, 2012 - August 14, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
OLYPHANT, PA
Past
November 8, 2010 - August 7, 2015
ADVANTAGE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 146236
OLYPHANT, PA
Past
December 15, 2008 - July 31, 2012
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
OLYPHANT, PA
Past
December 15, 2008 - July 31, 2012
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
OLYPHANT, PA
Past
October 31, 2005 - December 17, 2008
OSAIC SERVICES, INC.
RIA
CRD#: 133763
OLYPHANT, PA
Past
October 31, 2005 - December 17, 2008
OSAIC SERVICES, INC.
BD
CRD#: 133763
OLYPHANT, PA
Past
November 20, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
RIA
CRD#: 20068
CLARKS SUMMIT, PA
Past
March 12, 2001 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
November 6, 1997 - March 14, 2001
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/26/2015)
RR
Florida(10/6/2015)
RR
Georgia(8/8/2025)
RR
Illinois(3/4/2016)
RR
New Jersey(11/9/2015)
RR
New York(9/10/2015)
RR
North Carolina(1/8/2016)
RR
Pennsylvania(9/10/2015)
IAR
Pennsylvania(9/11/2015)
RR
South Carolina(9/10/2015)
RR
Texas(9/10/2015)
IAR
Texas(9/10/2015)
RR
Virginia(1/18/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Scott Twp, PA 18433TRUST BUT VERIFY
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