Kevin T. Grimes
GRIMES & COMPANY | President, Chief Investment Officer
WESTBOROUGH, MA 01581
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CRD#: 2967732
Professional summary
Kevin Timothy Grimes, CFP® is a registered financial advisor currently at GRIMES & COMPANY located in Westborough, Massachusetts.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kevin has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Biography
Our ultimate objective is to build and manage active strategies that not only provide high probabilities of success in an ever changing world, but also instill confidence during both good and bad markets, thereby helping clients stay the course. This is accomplished via a repeatable, regimented and consistent investment process with regular client communication and education. Many of our strategies have variable levels of market exposure allowing for risk management beyond traditional diversification.
Our Mission is to provide each of our clients with disciplined asset management, strong performance, and unparalleled service and support. Our process emphasizes client service at every stage and results in an individualized action plan and portfolio design based on the specific objectives of each client. While our model revolves around investment management, financial planning is central to pinpointing the true goals of every client, including potential limiting factors and complexities that impact risk capacity.
Question & Answer
What are your service offerings?
Loans/credit services
Financial planning
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NORTH HILL; NOT INVESTMENT-RELATED; 865 CENTRAL AVE, NEEDHAM, MA 02492; CHARITABLE ORGANIZATION; BOARD MEMBER; STARTED 05/2017; APPROXIMATELY 5 HOURS PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS. 2) BABSON ENDOWMENT COMMITTEE; INVESTMENT RELATED; 231 FOREST ST, WELLESLEY, MA 02457; COMMITTEE MEMBER; STARTED 01/2022; APPROXIMATELY 8 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Timothy Grimes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 1, 2000 - Present
GRIMES & COMPANY
Office #1: One Technology Drive Suite 100, Westborough, MA 01581RIA
CRD#: 109420
WESTBOROUGH, MA
Past
March 22, 2017 - August 6, 2021
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
WESTBOROUGH, MA
Past
September 21, 2009 - September 14, 2015
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
WESTBOROUGH, MA
Past
February 15, 2000 - September 18, 2009
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
WESTBOROUGH, MA
Past
November 19, 1997 - February 11, 2000
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
G&
GRIMES & COMPANY
GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY
CRD#: 109420 / SEC#: 801-57193
RIA
Registered Investment Advisory firm - (1/28/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/1/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
G&
GRIMES & COMPANY
GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY
CRD#: 109420 / SEC#: 801-57193
RIA
Registered Investment Advisory firm - (1/28/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Technology Drive Suite 100, Westborough, MA 01581
Mailing Address
Phone number
(508) 366-3883
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,415 |
| AUM (Assets Under Management) | $ 5,592,556,041 |
Red Flags
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Company Information
GRIMES & COMPANY
President, Chief Investment OfficerCRD#: 109420Westborough, MA 01581TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
