Heidi L. Kendziera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi L Kendziera, who also goes by Heidi Lynn Gottcent, Heidi Lynn Kendziera, was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 1997. Heidi had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2024 - April 23, 2025
LION STREET FINANCIAL, LLC
September 29, 2023 - August 1, 2024
J.P. MORGAN SECURITIES LLC
April 29, 2016 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
May 13, 2011 - May 10, 2016
UBS FINANCIAL SERVICES INC.
August 25, 2008 - May 17, 2011
OPPENHEIMER & CO. INC.
September 12, 2007 - September 3, 2008
SAXONY SECURITIES, INC.
January 3, 2003 - April 14, 2005
SAXONY SECURITIES, INC.
November 7, 1997 - December 31, 2002
ASSOCIATED INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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