Brian Michael Dorst
Professional Summary
Brian Michael Dorst, who also goes by Brian M Dorst, is a registered financial advisor currently at THEMIS TRADING LLC located in Chatham, New Jersey. Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian M Dorst
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Years of Experience
28 years in the financial services industry
Current & Past Employments
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
THEMIS TRADING LLC
Contact Information
Main Address
10 Town Square, Suite 100, Chatham, NJ 07928Mailing Address
10 Town Square, Suite 100, Chatham, NJ 07928Phone Number
(973) 665-9600Established
Delaware since 02/19/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SALUZZI, JOSEPH CARL | MANAGING MEMBER | 1806970 |
| WILSON, SCOTT ANDREW | MANAGING MEMBER | 1558866 |
| ZAJAC, PAUL SCOTT | CEO | 4096864 |
| ZAJAC, PAUL SCOTT | CCO | 4096864 |
| ZAJAC, PAUL SCOTT | MANAGING MEMBER | 4096864 |
| FERROTTA, CAROL ANN | COO | 2656465 |
| FERROTTA, CAROL ANN | FINANCIAL AND OPERATIONS PRINCIPAL | 2656465 |
| FERROTTA, CAROL ANN | PRINCIPAL OPERATIONS OFFICER | 2656465 |
| FERROTTA, CAROL ANN | CFO | 2656465 |
| FERROTTA, CAROL ANN | PRINCIPAL FINANCIAL OFFICER | 2656465 |
| FULVIO, GENNARO JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 2435828 |
| FULVIO, GENNARO JOHN | CFO | 2435828 |
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(11/29/2016)
(11/29/2016)
(11/29/2016)
(5/23/2016)
(5/23/2016)
(1/9/2017)
(5/23/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000SRO Registrations
SRO Registrations
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Brian Michael Dorst's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
