AH
Andrea L. Hastings
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Ocean Park, MD 21842
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CRD#: 2966596
AH
Professional summary
Andrea Louise Hastings, who also goes by Andrea L Hastings, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Ocean Park, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Ocean Park, Maryland.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Andrea has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea L Hastings
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE MACNAMEE GROUP/FIRST PROTECTIVE, 1450 BOOT RD STE 600A WEST CHESTER PA, 02/2002, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 4 HR/MO 1 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2017, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 3) ANDREA HASTINGS FINANCIAL INC, 9927 STEPHEN DECATUR HWY SUITE 18 OCEAN CITY MD, 10/2022, OWNER, Owner/Partner of a Business Entity, NIR, 5 HR/MO 0 HR/MO TRADING 4) MITCHELL, HASTINGS & SWEIGERT FINANCIAL SERVICES, 9927 STEPHEN DECATUR HWY SUITE 18 OCEAN CITY MD, 01/2008, IAR, DBA, INV REL, 0 HR/MO, 0 Trading
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Louise Hastings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 9927 Stephen Decatur Highway, Suite 18, Ocean Park, MD 21842RIA
CRD#: 134139
Ocean Park, MD
Current
October 18, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 9927 Stephen Decatur Highway, Suite 18, Ocean Park, MD 21842BD
CRD#: 39543
Ocean Park, MD
Past
December 1, 2009 - October 24, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
OCEAN CITY, MD
Past
December 1, 2009 - October 24, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
OCEAN CITY, MD
Past
February 16, 2000 - December 1, 2009
MEDALLION ADVISORY SERVICES, LLC
RIA
CRD#: 113788
OCEAN CITY, MD
Past
January 4, 1999 - December 1, 2009
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
SEVERNA PARK, MD
Past
September 22, 1998 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/28/2021)
RR
California(8/29/2022)
RR
Colorado(5/28/2021)
RR
Delaware(10/18/2017)
RR
District of Columbia(5/28/2021)
RR
Florida(10/18/2017)
RR
Georgia(9/30/2021)
RR
Hawaii(4/22/2019)
RR
Iowa(10/18/2017)
RR
Louisiana(7/25/2025)
RR
Maryland(10/18/2017)
IAR
Maryland(10/18/2017)
RR
Missouri(1/21/2025)
RR
New Hampshire(5/28/2021)
RR
New Jersey(5/28/2021)
RR
New Mexico(5/28/2021)
RR
New York(10/18/2017)
RR
North Carolina(10/18/2017)
RR
Ohio(5/28/2021)
RR
Oklahoma(5/28/2021)
RR
Oregon(1/21/2025)
RR
Pennsylvania(5/28/2021)
RR
South Carolina(10/18/2017)
RR
Tennessee(10/12/2022)
RR
Texas(7/31/2019)
IAR
Texas(7/31/2019)
RR
Utah(5/28/2021)
RR
Virginia(10/18/2017)
RR
West Virginia(7/18/2024)
RR
Wyoming(5/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Ocean Park, MD 21842TRUST BUT VERIFY
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