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JS

Jason A. Segal

JAVCAP SECURITIES LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 2965905
JS

Professional summary


Jason Andrew Segal, who also goes by Jason Segal, is a registered financial professional currently at JAVCAP SECURITIES LLC located in New York, New York and JONES LANG LASALLE SECURITIES, LLC located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jason Segal

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jason Andrew Segal's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 30, 2016 - Present

JAVCAP SECURITIES LLC

Office #1: 420 Lexington Avenue Suite 442, New York, NY 10017Office #2: 420 Lexington Avenue Suite 1810, New York, NY 10170
BD
CRD#: 142174
New York, NY
Current

June 10, 2025 - Present

JONES LANG LASALLE SECURITIES, LLC

Office #1: 330 Madison Avenue 4th Floor, New York, NY 10017Office #2: 420 Lexington Avenue Suite 1810, New York, NY 10170
BD
CRD#: 120738
New York, NY
Past

May 21, 2014 - December 5, 2016

ALDWYCH SECURITIES LLC

BD
CRD#: 167980
STAMFORD, CT
Past

May 13, 2014 - April 2, 2015

SUSTAINABLE DEVELOPMENT CAPITAL, LLC

BD
CRD#: 156046
New York, NY
Past

January 30, 2013 - May 29, 2014

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY
Past

October 4, 2012 - January 11, 2013

LEDGEMONT SECURITIES LLC

BD
CRD#: 145009
NEW YORK, NY
Past

May 31, 2012 - October 11, 2012

SPOUTING ROCK CAPITAL ADVISORS, LLC

BD
CRD#: 143180
BRYN MAWR, PA
Past

August 11, 2009 - June 4, 2012

LEDGEMONT SECURITIES LLC

BD
CRD#: 145009
NEW YORK, NY
Past

May 17, 2004 - September 26, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 1, 2000 - February 10, 2003

GOLDMAN SACHS & CO. LLC

RIA
CRD#: 361
NEW YORK, NY
Past

October 31, 1997 - February 10, 2003

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/5/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 7/27/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 12/28/2000
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


JL
JONES LANG LASALLE SECURITIES, LLC
JLL SECURITIES | JONES LANG LASALLE SECURITIES, LLC

CRD#: 120738 / SEC#: , 8-65341

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Mailing Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Phone number
(312) 404-7582
Established
Illinois since 04/23/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
JONES LANG LASALLE AMERICAS, INC.DIRECT OWNER
JOSEPH, MICHAEL SCOTTMANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER4231268
CASHDAN, DANIEL MICHAELPRESIDENT AND GENERAL SECURITIES PRINCIPAL1910672
DORFMAN, ESTEE CARLAPRINCIPAL FINANCIAL OFFICER2696529
DORFMAN, ESTEE CARLAFINANCIAL OPERATIONS PRINCIPAL2696529
DOWNING, JAMES ROTHPRINCIPAL OPERATIONS OFFICER5514806
DOWNING, JAMES ROTHCHIEF COMPLIANCE OFFICER5514806

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JONES LANG LASALLE SECURITIES, LLC

CRD#: 120738New York, NY 10017

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