Glenn S. Granz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Stephen Granz, CFP® was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1997. Glenn had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 28, 2015 - October 13, 2020
DIMENSIONAL FUND ADVISORS LP
December 24, 2015 - October 13, 2020
DFA SECURITIES LLC
September 8, 2006 - November 30, 2015
BOFA ADVISORS, LLC
September 8, 2006 - November 30, 2015
BOFA DISTRIBUTORS, INC.
November 15, 2004 - September 11, 2006
STRATEGIC ADVISERS LLC
November 9, 2004 - September 11, 2006
FIDELITY BROKERAGE SERVICES LLC
August 6, 2002 - September 30, 2004
NEUBERGER BERMAN BD LLC
August 6, 2002 - September 30, 2004
NEUBERGER BERMAN BD LLC
December 15, 1998 - May 23, 2002
STRATEGIC ADVISERS LLC
November 3, 1998 - May 23, 2002
FIDELITY BROKERAGE SERVICES LLC
November 19, 1997 - October 19, 1998
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/14/2022
General Securities Representative ExaminationCurrent Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
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