Jean-paul R. Cain
Professional summary
Jean-paul Robinson Cain, who also goes by Jp Robinson Cain, Jp Cain, Jean-paul Robinson Cain, Jeanpaul Cain, is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Minneapolis, Minnesota and STANCORP EQUITIES, INC. located in Portland, Oregon.
Jean-paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jean-paul has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jean-paul Robinson Cain's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2023 - Present
STANCORP INVESTMENT ADVISERS, INC.
January 5, 2023 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204September 9, 2022 - December 31, 2022
SECURIAN FINANCIAL SERVICES, INC.
May 16, 2022 - August 25, 2022
U.S. BANCORP INVESTMENTS, INC.
March 27, 2015 - August 26, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
October 28, 2014 - August 26, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
October 25, 2013 - October 1, 2014
ONEAMERICA SECURITIES, INC.
October 20, 2010 - September 3, 2013
CHARLES SCHWAB & CO., INC.
July 30, 2007 - November 30, 2007
WELLS FARGO CLEARING SERVICES, LLC
December 19, 2001 - August 1, 2005
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
October 1, 2000 - November 27, 2001
WELLS FARGO CLEARING SERVICES, LLC
December 18, 1997 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2023)
(5/7/2024)
(1/3/2024)
Exams
Series 7TO
Date: 5/13/2022
General Securities Representative ExaminationFINRA
Current Firm
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
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