Christine S. Howley
Professional summary
Christine Susan Howley, who also goes by Christine Susan Howley, Christine Susan Ruettiger, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Southlake, Texas.
Christine is registered as a RR (Registered Representative) and started their career in finance in 1999. Christine has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine Susan Howley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2023 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 6, 2019 - June 14, 2023
EMPOWER ADVISORY GROUP, LLC
August 10, 2018 - June 14, 2023
EMPOWER FINANCIAL SERVICES, INC.
June 2, 2017 - July 5, 2018
KESTRA ADVISORY SERVICES, LLC
June 2, 2017 - July 5, 2018
KESTRA INVESTMENT SERVICES, LLC
March 31, 2015 - December 31, 2016
TRANSAMERICA RETIREMENT ADVISORS, LLC
August 15, 2012 - December 31, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
February 1, 2002 - December 9, 2004
JPMORGAN FLEMING ASSET MANAGEMENT
January 11, 1999 - February 24, 1999
BANC ONE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/28/2023)
(6/28/2023)
(6/28/2023)
(4/7/2025)
(4/7/2025)
(6/28/2023)
(6/28/2023)
(6/28/2023)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
