Cheryl K. Hameister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Kay Hameister, who also goes by Cheryl Kay Knorr, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 2001. Cheryl had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2012 - January 22, 2013
INVESTMENT CENTERS OF AMERICA, INC.
March 6, 2012 - January 22, 2013
SII INVESTMENTS, INC.
March 6, 2012 - January 22, 2013
INVESTMENT CENTERS OF AMERICA, INC.
March 6, 2012 - January 22, 2013
SII INVESTMENTS, INC.
January 12, 2012 - February 27, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 9, 2011 - February 27, 2012
WELLS FARGO CLEARING SERVICES, LLC
August 17, 2009 - August 30, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 14, 2009 - August 30, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 13, 2008 - August 14, 2009
UBS FINANCIAL SERVICES INC.
March 5, 2007 - November 2, 2007
CITIGROUP GLOBAL MARKETS INC.
November 13, 2001 - January 10, 2006
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT CENTERS OF AMERICA, INC.
CRD#: 16443 / SEC#: 801-56410, 8-33983
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVEST FINANCIAL CORPORATION | DIRECT OWNER | 12984 |
| COLEMAN, CAREN LESLIE | VP, NPH PRODUCT AND SPONSOR RELATIONS | 4298287 |
| COLLINS, MAURA KATHRYN | SVP/CFO NATIONAL PLANNING HOLDINGS | 4761732 |
| DOWDEN, STEVEN HOWARD | PRESIDENT AND CEO OF NPH | 2666894 |
| GUNDERSON, GERRY A | NPH GENERAL COUNSEL & SVP REGULATORY AFFAIRS | 2448501 |
| HARRIS, BRADLEY OLAN | DIRECTOR | 6589930 |
| KALINOWSKI, DAWN MARIE | SVP/COO | 2770565 |
| KOMOSZEWSKI, JAMES ANTHONY | PRESIDENT/CEO/DIRECTOR | 2833256 |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | VP, FINOP & CONTROLLER | 4800775 |
| MCCALLOP, PATRICIA ANN | NPH AND ICA SVP & CHIEF COMPLIANCE OFFICER | 5059176 |
| MILLER, JAMES PETER | NPH SVP OPERATIONS | 1955960 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
