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CV

Christopher J. Voccola

MADISON GLOBAL PARTNERS
Hauppauge, NY 11788
Some features on this profile are disabled
CRD#: 2963678
CV

Professional summary

Christopher John Voccola is a registered financial professional currently at MADISON GLOBAL PARTNERS LLC located in Hauppauge, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher John Voccola's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2018 - Present

MADISON GLOBAL PARTNERS LLC

Office #1: 350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
BD
CRD#: 285406
Hauppauge, NY
Past

November 7, 2014 - October 11, 2018

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
MELVILLE, NY
Past

September 5, 2014 - November 20, 2014

COLUMBUS ADVISORY GROUP, LTD.

BD
CRD#: 126331
NEW YORK, NY
Past

January 23, 2004 - September 9, 2014

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
MELVILLE, NY
Past

June 19, 1998 - January 29, 2004

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

February 12, 1998 - May 4, 1998

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

February 2, 1998 - February 10, 1998

COLIN WINTHROP & CO., INC.

BD
CRD#: 26012
JERICHO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/10/2018)
RR
California
(11/2/2018)
RR
Colorado
(11/26/2018)
RR
Connecticut
(6/9/2022)
RR
Florida
(10/10/2018)
RR
Illinois
(11/7/2018)
RR
Indiana
(1/3/2023)
RR
Maryland
(10/29/2018)
RR
Michigan
(10/10/2018)
RR
Minnesota
(10/22/2018)
RR
Nevada
(12/12/2018)
RR
New Jersey
(10/10/2018)
RR
New York
(10/10/2018)
RR
North Carolina
(10/10/2018)
RR
Ohio
(10/10/2018)
RR
Pennsylvania
(4/25/2024)
RR
South Carolina
(10/10/2018)
RR
Tennessee
(2/19/2026)
RR
Texas
(10/16/2018)
RR
Washington
(11/16/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/31/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/14/2007
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/24/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MG
MADISON GLOBAL PARTNERS LLC
MADISON GLOBAL PARTNERS LLC

CRD#: 285406 / SEC#: , 8-69839

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
Mailing Address
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
Phone number
(631) 240-4155
Established
New York since 09/28/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MADISON III, LLCDIRECT OWNER
GERDES, ANTON JOSEPH JRCEO/CCO/AMLCO1010083
KAPLAN, DAVID STANLEYMANAGING PARTNER1176065
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADISON GLOBAL PARTNERS LLC

CRD#: 285406Hauppauge, NY 11788

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