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Susanna Sapondzhyan

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CRD#: 2963582
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Susanna Sapondzhyan, who also goes by Suzanne Trdatyan, was a registered financial professional .

Susanna is a previously registered financial professional and started their career in finance in 1998. Susanna had worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Suzanne Trdatyan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 19, 2002 - February 27, 2004

GREENWOOD SECURITIES, INC.

BD
CRD#: 43887
ENCINO, CA
Past

July 30, 1998 - November 9, 2001

PACIFIC CONTINENTAL SECURITIES CORPORATION

BD
CRD#: 2398
BEVERLY HILLS, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/23/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


GS
GREENWOOD SECURITIES, INC.
GREENWOOD SECURITIES, INC.

CRD#: 43887 / SEC#: , 8-50462

BD
Terminated by SEC on 10/22/2004
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Contact information


Main Address
Mailing Address
Phone number
Established
Nevada since 12/12/1995
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
LONIE, ALICE KATHLEENSOLE STOCKHOLDER2942771
GLIKSMAN, MARI ALYSEGENERAL SECURITIES PRINCIPAL, COMPLIANCE1804774
STELMACK, ARTHURPRES, SEC, TREAS, CROP, SROP831720

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREENWOOD SECURITIES, INC.

CRD#: 43887

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