Mari Alyse Cicora
Professional Summary
Mari Alyse Cicora, who also goes by Mari Alyse Davis, Mari Alyse Gliksman, Mari Alyse Samuels, was a registered financial advisor. Mari was a previously registered financial professional and started their career in finance 1988 - 2002. Mari had worked at 6 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mari Alyse Davis, Mari Alyse Gliksman, Mari Alyse Samuels
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
GOINGS, SMITH & SEPULVEDA, INC. | VIPO SECURITIES | SEPULVEDA & SMITH SECURITIES, INC. | SAXON & COMPANY | HALLWOOD ENERGY SECURITIES, INC.
Contact Information
Established
California since 07/05/1972Firm Type
CorporationFiscal Year End
MarchDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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