Mitchell D. Goldstein

KALORAMA WEALTH STRATEGIES

Washington, DC

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CRD#: 2963346

Professional summary

Mitchell David Goldstein, CFA, CFP®, who also goes by David Mitchell Taube, is a registered financial advisor currently at KALORAMA WEALTH STRATEGIES, LLC located in Washington, District Of Columbia.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mitchell has worked at 3 firms and has passed the Series 63, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Mitchell Taube

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/2002 TO PRESENT - 2136 12TH PLACE, NW, WASHINGTON, DC;TITLE-CONSULTANT; DUTIES-ASSIST INVESTMENT ADVISORS W/ THE DEVELOPMENT OF INFO SYSTEMS RELATED TO INVESTMENT SELECTION & ASSET ALLOCATION; TIME SPENT-10%; COMPENSATED BY HRLY FEE. 2. 2000 TO 2009 - PROFESSOR AT AMERICAN UNIVERSITY(ADDRESS SAME AS ABOVE); TITLE-PROFESSOR;DUTIES-TEACH PERSONAL FINANCE AND REAL ESTATE COURSE TO STUDENT; TIME-10-20%;COMPENSATED BY SALARY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell David Goldstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

January 4, 2010 - Present

KALORAMA WEALTH STRATEGIES, LLC

RIA

CRD#: 152375

Washington, DC

Past

May 20, 2005 - December 31, 2009

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

WASHINGTON, DC

Past

May 26, 2004 - March 30, 2005

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

FAIRFAX, VA

Past

May 12, 2004 - March 30, 2005

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(1/4/2010)

IAR

Florida
(1/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/21/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/13/1997

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/11/2004

General Securities Representative Examination

Current Firm

KALORAMA WEALTH STRATEGIES, LLC

CRD#: 152375 / SEC#:

District of Columbia

Registered Investment Advisory firm - (1/4/2010 Approved)

Florida

Registered Investment Advisory firm - (1/13/2025 Approved)

Maryland

Registered Investment Advisory firm - (12/31/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Oakland Park, FL

Mailing Address

Phone number

(202) 550-7262

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 29,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mitchell D. Goldstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell David Goldstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

KALORAMA WEALTH STRATEGIES, LLC

MEDALLION ADVISORY SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/21/2004

Series 66

Date: 11/13/1997

Series 7

Date: 5/11/2004

Current Firm

KALORAMA WEALTH STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KALORAMA WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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