Gregory A. Van Slyke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory A. Van Slyke, who also goes by Greg A. Van Slyke, Gregory Alan Van Slyke, Greg A. Vanslyke, Greg Alan Vanslyke, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1997. Gregory had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2017 - January 13, 2021
LAKE STREET ADVISORS
April 7, 2003 - April 20, 2017
LAKE STREET ADVISORS, LLC
October 16, 1997 - January 30, 2003
BALLENTINE FINN & CO INC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
LAKE STREET ADVISORS
CRD#: 288300 / SEC#: 801-110455
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,858 |
| AUM (Assets Under Management) | $ 3,108,813,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 10/31/2023 | ||
| 02/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
