BH
Bruce C. Hatter
CETERA INVESTMENT ADVISERS LLC
WAYNESBORO, VA 22980
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CRD#: 2963171
BH
Professional summary
Bruce Chadwick Hatter, ChFC®, CLU®, who also goes by B. Chad Hatter, Chad Hatter, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Waynesboro, Virginia and CETERA WEALTH SERVICES, LLC located in Waynesboro, Virginia.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Bruce has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
B. Chad Hatter | Chad Hatter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) WEAVER INSURANCE AND FINANCIAL ADVISORS; Investment Related; 201 Osage Lane, Ste 1, Waynesboro, VA 22980; Financial Services; Vice-President; Start Date 08/1997; 10 hours per month; A) Market and sell insurance and financial service products as well as provide financial advice. B) Mennonite Mutual Aid insurance activities are performed under the (dba) Weaver Insurance and Financial Advisors name as well. >> INSFIN LLC; Non-Investment Related; 123 Osage Lane, Ste 1, Waynesboro, VA 22980; Real Estate; Owner/Landlord; Start Date 02/2009; 3 hours per month; Commercial office building. >> WAYNESBORO YMCA; Non-Investment Related; 648 South Wayne Avenue, Waynesboro, VA 22980; Community Organization; Board member; Start Date 07/2021; 3 hours per month with 2 of those hours per month occurring during trading hours; Assist other committee/board members with ideas on how to raise money for capital campaign - not responsible for asking specific donors. >> CHURCH; Non-Investment Related; 55 Love Road, Lyndhurst, VA 22952; Church; Chair/Church Council; Start Date 08/2014; 3 hours per month; Help with church-related decisions. >> EXECUTOR; Non-Investment Related; Waynesboro, VA; Other; Executor; Start Date 01/2020; No hours per month; Executor of my parents will and estate. >> HAPPY HOLLOW INC; Non-Investment Related; 1832 Westminster Road, Waynesboro, VA 22980; Board Member; 1) Officer; Start Date 04/2020 - 05/2023; 1 hour per month with no hours occurring during trading hours; Duties vary year by year (group of landowners); 2) Board Member - President; Start Date 06/2023; 1 hour per month with no hours per month during trading hours; Serve as President of small homeowners'-type association attending 4 meetings per year. >> ROTARY CLUB; Non-Investment Related; Waynesboro, VA; Board Member; Board Member; Start Date 07/2024; 3 hours per month with 2 of those hours per month occurring during trading hours; Participate in monthly board meetings and perhaps in a few volunteer community projects.
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Chadwick Hatter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 201 Osage Lane Suite 1, Waynesboro, VA 22980RIA
CRD#: 105644
WAYNESBORO, VA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 201 Osage Lane Suite 1, Waynesboro, VA 22980BD
CRD#: 13572
Waynesboro, VA
Past
August 24, 2000 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Waynesboro, VA
Past
November 13, 1997 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Waynesboro, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
RR
Arizona(2/20/2025)
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Kansas(2/20/2025)
RR
Kentucky(2/20/2025)
RR
Maryland(2/20/2025)
RR
Michigan(7/24/2025)
RR
Minnesota(2/20/2025)
RR
Missouri(2/20/2025)
RR
Montana(2/20/2025)
RR
New Jersey(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Oklahoma(2/20/2025)
RR
Oregon(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Utah(2/20/2025)
RR
Vermont(2/20/2025)
RR
Virginia(2/20/2025)
IAR
Virginia(2/20/2025)
RR
Washington(2/20/2025)
RR
West Virginia(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
