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MV

Michael M. Vertin

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CRD#: 2963119
MV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Mathias Vertin was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 2, 2017 - April 16, 2024

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

RIA
CRD#: 290043
LOS GATOS, CA
Past

September 16, 2011 - December 31, 2012

AMERICAN CENTURY BROKERAGE, INC.

BD
CRD#: 42846
MOUNTAIN VIEW, CA
Past

September 15, 2011 - December 31, 2012

AMERICAN CENTURY ADVISORY SERVICES, INC.

RIA
CRD#: 121974
MOUNTAIN VIEW, CA
Past

September 15, 2011 - April 16, 2024

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
MOUNTAIN VIEW, CA
Past

December 9, 2010 - June 3, 2011

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SUNNYVALE, CA
Past

December 7, 2010 - June 2, 2011

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SUNNYVALE, CA
Past

January 8, 1999 - November 12, 2010

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
LOS GATOS, CA
Past

March 31, 1998 - November 12, 2010

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
LOS GATOS, CA
Past

December 11, 1997 - March 18, 1998

TAKE CHARGE FINANCIAL

BD
CRD#: 16724
LOS GATOS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

CRD#: 290043 / SEC#: 801-111963

RIA
Registered Investment Advisory firm - (10/30/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/14/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/2/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/19/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/16/2001
General Securities Sales Supervisor - Options Module Examination

Current Firm

AC
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

CRD#: 290043 / SEC#: 801-111963

RIA
Registered Investment Advisory firm - (10/30/2017 Approved)
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Contact information

Main Address
4400 Main Street, Kansas City, MO 64111-7709
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(816) 531-5575
Established
Firm type
Fiscal year end
# of Employees
94

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT GROUP WRAP FEE PROGRAM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts6,044
AUM (Assets Under Management)$ 1,987,005,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

CRD#: 290043

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